Governance:

• Strategy workshop facilititation and strategy plan development
• Strategy execution facilitation and assessments
• Board placements in the areas of risk and compliance management, including participation in Audit & Risk Committees
• Establishment of governance frameworks with a focus on risk and compliance management
• Gap analysis of existing governance practices against AS 8000 standard and Principles of Good Corporate Governance

Risk Management:

• Development and implementation of a risk management framework for a number of major mining and exploration companies
• Development of a risk management framework and assistance in risk identification and assessment, including the development of risk mitigation strategies, for a major property developer
• Development of a hazard risk management plan for submission to the Northern Territory Government for a major bauxite mine and refinery
• Project management of an operational risk review of a major electricity retailer, focusing on both retail operations and treasury functions
• Development and implementation of operational risk policy framework for a number of retail financial services providers, ensuring compliance with APRA requirements
• Development of a governance framework for a mid-sized non-bank financial services provider
• Development of total marketing plan for the internationalisation of an operational risk framework, followed by provision of services to an Australia-based services provider seeking to expand into Asia and Africa
• Gap analysis of existing risk management systems against ISO 31000
• Provision of education and training services for senior executives and Boards

Compliance Management:

• Preparation of Australian Financial Services Licence applications, including development of supporting documentation, for:
• Managed investment scheme promoter and property developer
• Global money remittance organisation
• Global foreign exchange broker
• Electricity derivatives dealer
• Establishment of a compliance framework, policies and procedures for the Australian operations of a global financial services provider
• Gap analysis against AS 3806 for a major property developer
• Project management of the development of compliance obligations registers for a number of major mining and exploration companies
• Project management of the development of compliance obligations registers for a number of utility services provides
• Development of a legal compliance register for a large energy provider